SFC Licences of CHAN Lap Tak, Douglas 陳立德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quantsmile (HK) Limited 量盈(香港)有限公司 | RO | 9 | 02 April 2007 | 15 February 2019 |
| T G Securities Limited 滙澤證券有限公司 | RO | 2 | 19 December 2005 | 15 February 2019 |
| T G Securities Limited 滙澤證券有限公司 | RO | 1 | 09 June 2004 | 15 February 2019 |