SFC Licences of LO Yuen Kin 盧元堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Positano Wealth Management Limited 知見財富管理顧問有限公司 | RO | 9 | 01 September 2017 | 01 February 2019 |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 | RO | 4 | 01 September 2017 | 01 February 2019 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RO | 9 | 05 November 2015 | 30 December 2016 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RE | 9 | 19 August 2013 | 05 November 2015 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RO | 1 | 18 September 2009 | 09 August 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RO | 9 | 02 April 2009 | 09 August 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RO | 4 | 02 April 2009 | 09 August 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 9 | 09 February 2009 | 02 April 2009 |
| Zhifu Capital Partner Limited 智富投資國際管理有限公司 | RO | 9 | 25 April 2008 | 13 November 2008 |