SFC Licences of YIU Chi Wah 姚志華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HS Securities Limited 和升證券有限公司	RO	1	14 May 2018	11 July 2019
AAA Securities Co. Limited	RO	1	02 November 2016	31 May 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	6	28 June 2012	06 February 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	1	28 June 2012	06 February 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	3	14 June 2012	06 February 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	2	14 June 2012	06 February 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	2	16 December 2011	06 February 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	6	23 March 2010	01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	3	14 July 2008	20 October 2014
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司	RO	6	19 July 2007	11 March 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	04 November 2005	16 December 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	1	07 July 2004	06 February 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RO	6	07 July 2004	01 August 2007
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	18 February 2004	07 July 2004
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	01 April 2003	07 July 2004
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	6	01 April 2003	07 July 2004
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	4	01 April 2003	13 August 2003
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	9	01 April 2003	13 August 2003