SFC Licences of TAM Shang Chi, Matthew 譚尚智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 February 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 February 2006
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 17 August 2004 12 April 2010
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 17 August 2004 12 April 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 23 June 2003 21 July 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 7 23 June 2003 21 July 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 23 June 2003 21 July 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 23 June 2003 15 August 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 06 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 06 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 06 June 2003