SFC Licences of LEE Teong Gee 李忠義

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 9 12 April 2010 10 April 2013
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 12 April 2010 10 April 2013
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 12 April 2010 10 April 2013
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 1 19 December 2006 08 November 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 9 04 December 2006 02 July 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 4 04 December 2006 02 July 2010
UBS Asset Management (Hong Kong) Limited RE 9 26 May 2005 18 October 2006
UBS Asset Management (Hong Kong) Limited RE 4 26 May 2005 18 October 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 01 April 2003 06 May 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 01 April 2003 06 May 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 01 April 2003 06 May 2005
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 6 01 April 2003 19 October 2004