SFC licenceholder ACU695 NG Ping Yee 伍秉彝

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 09 January 2013
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 09 January 2013
Yu On Securities Company Limited 裕安證券有限公司 RE [2] (Dealing in Futures Contracts) 04 February 2008 01 January 2013
Yu On Securities Company Limited 裕安證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 01 January 2013
Yu On Commodities Company Limited 裕安商品有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 31 March 2008
Yu On Commodities Company Limited 裕安商品有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 10 October 2003
Yu On Securities Company Limited 裕安證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 06 October 2003
Yu On Securities Company Limited 裕安證券有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 03 July 2003