SFC Licences of NG Ping Yee 伍秉彝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 09 January 2013 | |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 09 January 2013 | |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 2 | 04 February 2008 | 01 January 2013 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 1 | 01 April 2003 | 01 January 2013 |
| Yu On Commodities Company Limited 裕安商品有限公司 | RE | 2 | 01 April 2003 | 31 March 2008 |
| Yu On Commodities Company Limited 裕安商品有限公司 | RE | 9 | 01 April 2003 | 10 October 2003 |
| Yu On Commodities Company Limited 裕安商品有限公司 | RE | 5 | 01 April 2003 | 10 October 2003 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 9 | 01 April 2003 | 06 October 2003 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 6 | 01 April 2003 | 06 October 2003 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 4 | 01 April 2003 | 06 October 2003 |
| Yu On Securities Company Limited 裕安證券有限公司 | RE | 7 | 01 April 2003 | 03 July 2003 |