SFC Licences of CHAN Wai Kiu, Flora 陳慧翹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 09 September 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 09 September 2016 02 October 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 01 September 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 01 September 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 21 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 21 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 21 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 21 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003