SFC Licences of LIM Choot
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 | RE | 9 | 16 November 2017 | |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 2 | 18 September 2007 | 13 June 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 1 | 18 September 2007 | 13 June 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 26 June 2006 | 18 September 2007 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 26 June 2006 | 18 September 2007 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 12 December 2005 | 18 May 2006 |