SFC Licences of TAM King Wai 譚經緯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RO 6 17 January 2017
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 6 25 November 2016 17 January 2017
Cinda International Capital Limited 信達國際融資有限公司 RE 6 11 May 2011 14 November 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 6 17 March 2010 01 May 2011
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 6 19 August 2008 11 March 2010