SFC Licences of TAM King Wai 譚經緯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RO | 6 | 17 January 2017 | |
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 25 November 2016 | 17 January 2017 |
Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 11 May 2011 | 14 November 2016 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 17 March 2010 | 01 May 2011 |
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 19 August 2008 | 11 March 2010 |