SFC Licences of LAM Kin Wah, Kevin 林健華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luen Fat Futures (H.K.) Limited 聯發期貨(香港)有限公司 | RO | 2 | 09 February 2010 | 15 May 2013 |
Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 11 April 2008 | |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 28 October 2003 | 01 April 2008 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 01 April 2003 | 01 April 2008 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 01 April 2003 | 21 October 2003 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 9 | 01 April 2003 | 13 August 2003 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 01 April 2003 | 13 August 2003 |