SFC Licences of HAU Chun Wai, William 侯振威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | RE | 9 | 04 January 2021 | 05 July 2021 |
| Capula Investment Management Asia Limited | RE | 1 | 04 January 2021 | 05 July 2021 |
| Vanhau Asset Management Limited | RO | 5 | 07 January 2019 | 15 December 2020 |
| Vanhau Asset Management Limited | RO | 4 | 07 January 2019 | 15 December 2020 |
| Vanhau Asset Management Limited | RO | 9 | 19 December 2016 | 15 December 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 September 2007 | 17 June 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 21 September 2007 | 17 June 2016 |