SFC Licences of TSE Tina Siu 謝小娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 18 August 2011 | 26 July 2012 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 18 August 2011 | 26 July 2012 |
| Amundi Asset Management | RE | 9 | 01 July 2004 | 09 December 2004 |
| Amundi Asset Management | RE | 4 | 01 July 2004 | 09 December 2004 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 01 April 2003 | 09 December 2004 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |
| Credit Agricole Asset Management | RE | 4 | 01 April 2003 | 02 July 2004 |
| Credit Agricole Asset Management | RE | 9 | 01 April 2003 | 02 July 2004 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 6 | 01 April 2003 | 11 May 2004 |