SFC Licences of CHAN Ka Pui 陳嘉珮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 23 February 2006 17 January 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 23 February 2006 17 January 2009
Beevest Securities Limited 蜂投證券有限公司 RE 2 19 October 2005 27 January 2006
Beevest Securities Limited 蜂投證券有限公司 RE 1 19 October 2005 27 January 2006
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 06 October 2005
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 01 April 2003 06 October 2005
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 9 01 April 2003 16 February 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 6 01 April 2003 16 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 16 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 16 February 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 01 April 2003 16 February 2004