SFC Licences of WEN Tsung Hsien 溫宗憲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 RO 9 11 February 2022
Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 RO 1 11 February 2022
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 9 14 February 2020
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 1 14 February 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 9 07 April 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 28 January 2016 07 April 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 5 21 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 21 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 2 21 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 21 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 27 November 2015 21 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 15 October 2015 21 December 2015