SFC Licences of KAN Kwok Yu 簡國裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 11 February 2022 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RO | 4 | 10 December 2003 | 30 January 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 01 April 2003 | 10 December 2003 |