SFC Licences of MA Kwong Lee 馬光利
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RO | 1 | 11 June 2010 | |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 13 April 2010 | 11 June 2010 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RO | 1 | 02 September 2008 | 07 December 2009 |
| Hongkong Bay Securities Limited 港灣證券有限公司 | RO | 1 | 01 April 2003 | 31 August 2008 |
| Hongkong Bay Securities Limited 港灣證券有限公司 | RO | 4 | 01 April 2003 | 04 August 2003 |
| Hongkong Bay Securities Limited 港灣證券有限公司 | RO | 9 | 01 April 2003 | 04 August 2003 |
| Hongkong Bay Securities Limited 港灣證券有限公司 | RO | 6 | 01 April 2003 | 04 August 2003 |