SFC Licences of HO Wai Yip, Kenny 何偉業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 17 February 2004 08 March 2004
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 5 01 April 2003 08 March 2004
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 01 April 2003 08 March 2004
Hang Seng Securities Limited 恒生證券有限公司 RE 1 01 April 2003 08 March 2004
Hang Seng Securities Limited 恒生證券有限公司 RE 4 01 April 2003 08 March 2004
Hang Seng Securities Limited 恒生證券有限公司 RE 9 01 April 2003 08 March 2004
Hang Seng Futures Limited 恒生期貨有限公司 RE 2 01 April 2003 08 March 2004
Hang Seng Futures Limited 恒生期貨有限公司 RE 5 01 April 2003 08 March 2004
Hang Seng Futures Limited 恒生期貨有限公司 RE 9 01 April 2003 08 March 2004
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 01 April 2003 08 March 2004
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 6 01 April 2003 13 February 2004
Hang Seng Securities Limited 恒生證券有限公司 RE 6 01 April 2003 13 February 2004
Hang Seng Securities Limited 恒生證券有限公司 RE 7 01 April 2003 01 December 2003