SFC Licences of LEE Dun Shing 李敦成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 2 | 10 July 2008 | 31 January 2017 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 10 July 2008 | 31 January 2017 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 1 | 30 April 2007 | 07 January 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 2 | 01 September 2005 | 07 January 2008 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RO | 1 | 01 September 2005 | 30 April 2007 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 2 | 21 December 2004 | 17 June 2005 |
| SG Asset Finance (Hong Kong) Limited | RO | 2 | 21 July 2004 | 17 June 2005 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 21 October 2003 | 21 July 2004 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 05 September 2003 | 17 June 2005 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 05 September 2003 | 21 December 2004 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 5 | 01 April 2003 | 03 September 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 01 April 2003 | 03 September 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 April 2003 | 03 September 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 9 | 01 April 2003 | 03 September 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2003 | 03 September 2003 |