SFC Licences of TAM Ping Sum 譚炳森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 06 March 2014 | 31 May 2014 |
| HSBC Futures (Singapore) Pte Ltd | RE | 5 | 13 August 2007 | 23 March 2012 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 28 April 2006 | 23 March 2012 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 09 November 2005 | 10 April 2006 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 07 November 2005 | 10 April 2006 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 01 April 2003 | 01 November 2005 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 5 | 01 April 2003 | 11 April 2005 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |