SFC Licences of LO Po Ping 盧寶萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 2 | 01 January 2019 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 1 | 01 January 2019 | |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 2 | 10 November 2010 | 31 December 2018 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 20 April 2010 | 31 December 2018 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 9 | 20 April 2010 | 02 July 2010 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 1 | 10 August 2009 | 15 August 2011 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 9 | 13 November 2008 | 15 August 2011 |
| Boyer Allan Investment Management (Hong Kong) Limited | RE | 9 | 14 September 2007 | 16 October 2008 |
| Lloyd George Investment Management (Hong Kong) Limited | RE | 1 | 23 February 2004 | 31 August 2007 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 08 January 2004 | 20 January 2004 |