SFC Licences of HO Sin Yi 何善儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Prior Asset Management Limited 昇悅資產管理有限公司	RE	9	17 June 2021	07 March 2022
Prior Asset Management Limited 昇悅資產管理有限公司	RE	4	17 June 2021	07 March 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	9	07 March 2016	06 September 2018
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	4	07 September 2015	06 September 2018
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	1	07 September 2015	06 September 2018
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	2	07 December 2004	30 June 2012
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	01 April 2003	30 June 2012
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	1	01 April 2003	04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	6	01 April 2003	31 May 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	4	01 April 2003	31 May 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	9	01 April 2003	31 May 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	9	01 April 2003	31 May 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	6	01 April 2003	31 May 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	4	01 April 2003	31 May 2004