SFC Licences of CHANG Kwok Fai 鄭國輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Impeccable Asset Management Limited
RO 4, 9 28 April 2022
Le Chiffre Capital Limited 力持資本有限公司
RO 1, 4, 9 10 March 2020 12 July 2020
Fulbright Securities Limited 富昌證券有限公司
RO 4 29 May 2018 28 February 2019
Fulbright Futures Limited 富昌期貨有限公司
RO 5 29 November 2017 28 February 2019
Fulbright Futures Limited 富昌期貨有限公司
RO 2 27 November 2014 28 February 2019
Fulbright Securities Limited 富昌證券有限公司
RO 1 27 November 2014 28 February 2019
Fulbright Asset Management Limited 富昌資產管理有限公司
RO 9 27 November 2014 28 February 2019
Fulbright Securities Limited 富昌證券有限公司
RE 1 26 September 2014 27 November 2014
Fulbright Asset Management Limited 富昌資產管理有限公司
RE 9 26 September 2014 27 November 2014
Fulbright Futures Limited 富昌期貨有限公司
RE 2 26 September 2014 27 November 2014
Quantsmile (HK) Limited 量盈(香港)有限公司
RO 9 16 October 2013 18 September 2014
T G Securities Limited 滙澤證券有限公司
RO 1, 2 16 October 2013 18 September 2014
Quantsmile (HK) Limited 量盈(香港)有限公司
RE 9 06 August 2013 16 October 2013
T G Securities Limited 滙澤證券有限公司
RE 1, 2 06 August 2013 16 October 2013
Quantsmile (HK) Limited 量盈(香港)有限公司
RO 9 19 February 2013 31 May 2013
T G Securities Limited 滙澤證券有限公司
RO 1, 2 19 February 2013 31 May 2013
T G Securities Limited 滙澤證券有限公司
RE 1, 2 27 December 2012 19 February 2013
Quantsmile (HK) Limited 量盈(香港)有限公司
RE 9 27 December 2012 19 February 2013
Zhongrong International Futures Co., Limited 中融國際期貨有限公司
RO 9 15 May 2012 23 November 2012
Zhongrong International Futures Co., Limited 中融國際期貨有限公司
RO 2 21 March 2012 23 November 2012
Zhongrong International Futures Co., Limited 中融國際期貨有限公司
RE 2 12 August 2011 21 March 2012
South China Securities Limited 南華證券投資有限公司
RE 1 16 February 2011 02 August 2011
South China Commodities Limited 南華期貨有限公司
RE 2 16 February 2011 02 August 2011
CMT Advisors Asia Limited
RE 9 18 April 2008 31 January 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1 20 November 2007 29 January 2008
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 2 01 November 2007 29 January 2008
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
RE 2 12 December 2006 26 October 2007