SFC Licences of CHANG Kwok Fai 鄭國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Impeccable Asset Management Limited | RO | 9 | 28 April 2022 | 30 April 2024 |
Impeccable Asset Management Limited | RO | 4 | 28 April 2022 | 30 April 2024 |
Le Chiffre Capital Limited 力持資本有限公司 | RO | 9 | 10 March 2020 | 12 July 2020 |
Le Chiffre Capital Limited 力持資本有限公司 | RO | 4 | 10 March 2020 | 12 July 2020 |
Le Chiffre Capital Limited 力持資本有限公司 | RO | 1 | 10 March 2020 | 12 July 2020 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 4 | 29 May 2018 | 28 February 2019 |
Fulbright Futures Limited 富昌期貨有限公司 | RO | 5 | 29 November 2017 | 28 February 2019 |
Fulbright Asset Management Limited 富昌資產管理有限公司 | RO | 9 | 27 November 2014 | 28 February 2019 |
Fulbright Futures Limited 富昌期貨有限公司 | RO | 2 | 27 November 2014 | 28 February 2019 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 1 | 27 November 2014 | 28 February 2019 |
Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 26 September 2014 | 27 November 2014 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 26 September 2014 | 27 November 2014 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 September 2014 | 27 November 2014 |
Quantsmile (HK) Limited 量盈(香港)有限公司 | RO | 9 | 16 October 2013 | 18 September 2014 |
T G Securities Limited 滙澤證券有限公司 | RO | 2 | 16 October 2013 | 18 September 2014 |
T G Securities Limited 滙澤證券有限公司 | RO | 1 | 16 October 2013 | 18 September 2014 |
Quantsmile (HK) Limited 量盈(香港)有限公司 | RE | 9 | 06 August 2013 | 16 October 2013 |
T G Securities Limited 滙澤證券有限公司 | RE | 2 | 06 August 2013 | 16 October 2013 |
T G Securities Limited 滙澤證券有限公司 | RE | 1 | 06 August 2013 | 16 October 2013 |
Quantsmile (HK) Limited 量盈(香港)有限公司 | RO | 9 | 19 February 2013 | 31 May 2013 |
T G Securities Limited 滙澤證券有限公司 | RO | 2 | 19 February 2013 | 31 May 2013 |
T G Securities Limited 滙澤證券有限公司 | RO | 1 | 19 February 2013 | 31 May 2013 |
Quantsmile (HK) Limited 量盈(香港)有限公司 | RE | 9 | 27 December 2012 | 19 February 2013 |
T G Securities Limited 滙澤證券有限公司 | RE | 2 | 27 December 2012 | 19 February 2013 |
T G Securities Limited 滙澤證券有限公司 | RE | 1 | 27 December 2012 | 19 February 2013 |
China Best International Futures Co., Limited 國華國際期貨有限公司 | RO | 9 | 15 May 2012 | 23 November 2012 |
China Best International Futures Co., Limited 國華國際期貨有限公司 | RO | 2 | 21 March 2012 | 23 November 2012 |
China Best International Futures Co., Limited 國華國際期貨有限公司 | RE | 2 | 12 August 2011 | 21 March 2012 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 16 February 2011 | 02 August 2011 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 16 February 2011 | 02 August 2011 |
CMT Advisors Asia Limited | RE | 9 | 18 April 2008 | 31 January 2009 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2007 | 29 January 2008 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 01 November 2007 | 29 January 2008 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 12 December 2006 | 26 October 2007 |