SFC Licences of CHAN Chiu Ming 陳昭明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shun Heng Securities Limited 信亨証券有限公司 | RO | 1 | 11 March 2005 | 01 January 2006 |
| Shun Heng Securities Limited 信亨証券有限公司 | RE | 1 | 01 February 2005 | 11 March 2005 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 1 | 01 April 2003 | 04 January 2005 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 7 | 01 April 2003 | 13 October 2003 |