SFC Licences of CHAN Hin Man 陳獻文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 13 January 2014
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 24 December 2012 18 December 2013
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 10 April 2006 01 December 2008
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 10 April 2006
Funderstone Securities Limited RE 1 01 April 2003 31 March 2006
Funderstone Futures Limited RE 2 01 April 2003 31 March 2006
Funderstone Securities Limited RE 9 01 April 2003 20 January 2005
Funderstone Securities Limited RE 4 01 April 2003 20 January 2005
Funderstone Futures Limited RE 9 01 April 2003 20 January 2005
Funderstone Futures Limited RE 5 01 April 2003 20 January 2005
Funderstone Securities Limited RE 6 01 April 2003 20 January 2005