SFC Licences of CHAN Hin Man 陳獻文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 13 January 2014 | |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 24 December 2012 | 18 December 2013 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 10 April 2006 | 01 December 2008 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 10 April 2006 | |
Funderstone Securities Limited | RE | 1 | 01 April 2003 | 31 March 2006 |
Funderstone Futures Limited | RE | 2 | 01 April 2003 | 31 March 2006 |
Funderstone Futures Limited | RE | 9 | 01 April 2003 | 20 January 2005 |
Funderstone Futures Limited | RE | 5 | 01 April 2003 | 20 January 2005 |
Funderstone Securities Limited | RE | 4 | 01 April 2003 | 20 January 2005 |
Funderstone Securities Limited | RE | 6 | 01 April 2003 | 20 January 2005 |
Funderstone Securities Limited | RE | 9 | 01 April 2003 | 20 January 2005 |