SFC Licences of SUBRAMANIAM Mohan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RO | 2 | 29 June 2011 | 20 December 2012 |
| UBS Derivatives Hong Kong Limited | RO | 2 | 22 May 2007 | 06 November 2008 |
| UBS Securities Asia Limited | RE | 2 | 02 October 2006 | 06 November 2008 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 02 October 2006 | 22 May 2007 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 2 | 01 April 2003 | 30 September 2006 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 9 | 01 April 2003 | 25 January 2005 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 5 | 01 April 2003 | 25 January 2005 |