SFC Licences of CHU Law Kwong, Jones 朱羅光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Trinity Futures Limited 裕通期貨有限公司 | RO | 5 | 04 January 2022 | 30 November 2023 |
| Azurewing Limited | RO | 4 | 04 January 2022 | 30 November 2023 |
| Trinity Securities Co. Limited 裕通証券有限公司 | RO | 4 | 04 January 2022 | 30 November 2023 |
| Trinity Futures Limited 裕通期貨有限公司 | RO | 2 | 17 September 2021 | 30 November 2023 |
| Azurewing Limited | RO | 9 | 17 September 2021 | 30 November 2023 |
| Trinity Securities Co. Limited 裕通証券有限公司 | RO | 1 | 17 September 2021 | 30 November 2023 |
| Berich Brokerage Limited 百裕證券有限公司 | RO | 1 | 26 April 2018 | 30 June 2021 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 | RO | 2 | 26 April 2018 | 30 June 2021 |
| Guo Bang (HK) Asset Management Limited 國邦(香港)資產管理有限公司 | RO | 9 | 10 January 2018 | 30 June 2021 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 | RO | 9 | 16 November 2016 | 31 October 2017 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 | RE | 9 | 07 June 2013 | 16 November 2016 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RO | 1 | 23 August 2010 | 18 October 2011 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RO | 2 | 23 August 2010 | 26 September 2011 |
| Planetree Futures Limited 梧桐期貨有限公司 | RO | 2 | 25 May 2005 | 31 October 2017 |
| Planetree Securities Limited 梧桐證券有限公司 | RO | 1 | 25 May 2005 | 31 October 2017 |
| Planetree Futures Limited 梧桐期貨有限公司 | RE | 2 | 22 March 2005 | 25 May 2005 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 22 March 2005 | 25 May 2005 |
| Planetree Futures Limited 梧桐期貨有限公司 | RO | 2 | 01 April 2003 | 26 November 2004 |
| Planetree Securities Limited 梧桐證券有限公司 | RO | 1 | 01 April 2003 | 26 November 2004 |