SFC Licences of LING Wai Tat, James 凌偉達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 | RE | 9 | 25 August 2022 | |
| Plouton Asset Management Limited 弘富資產管理有限公司 | RO | 9 | 30 December 2021 | 25 August 2022 |
| Plouton Asset Management Limited 弘富資產管理有限公司 | RE | 9 | 16 December 2021 | 30 December 2021 |
| Select Investment Services Limited 弘富投資服務有限公司 | RE | 4 | 05 August 2021 | |
| Select Investment Services Limited 弘富投資服務有限公司 | RE | 1 | 05 August 2021 | |
| CAIIS Limited | RO | 4 | 16 March 2007 | 24 January 2008 |
| CAIIS Limited | RO | 1 | 16 March 2007 | 24 January 2008 |
| CAIIS Limited | RE | 4 | 12 October 2006 | 16 March 2007 |
| CAIIS Limited | RE | 1 | 12 October 2006 | 16 March 2007 |