SFC Licences of GUO Tianjue 郭天覺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 26 June 2006 | 01 April 2015 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 4 | 26 June 2006 | 01 April 2015 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 26 June 2006 | 01 September 2008 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 26 June 2006 | 01 September 2008 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RE | 1 | 18 August 2003 | 03 October 2005 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RE | 4 | 01 April 2003 | 03 October 2005 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RE | 9 | 01 April 2003 | 03 October 2005 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RE | 6 | 01 April 2003 | 03 October 2005 |