SFC Licences of SHUM Kam Chi, Eric 岑錦志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pulun International Capital Limited 普倫國際融資有限公司 | RE | 6 | 08 April 2019 | 30 November 2021 |
| Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RO | 6 | 01 September 2010 | 12 August 2014 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RO | 1 | 30 March 2005 | 10 July 2010 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RO | 6 | 01 April 2003 | 10 July 2010 |