SFC Licences of CHAN Shing Wai 陳成偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 11 September 2009 | 25 November 2009 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 September 2009 | 25 November 2009 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 08 April 2009 | 01 July 2009 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 24 January 2008 | 01 July 2009 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 24 January 2008 | 01 July 2009 |