SFC Licences of STEAINS Anthony John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Comprador Limited | RO | 9 | 22 June 2018 | |
Comprador Limited | RO | 4 | 08 December 2015 | |
Comprador Limited | RO | 6 | 08 April 2015 | |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RO | 6 | 20 October 2010 | 08 April 2015 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RO | 4 | 03 June 2010 | 08 April 2015 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 4 | 27 October 2008 | 03 June 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 6 | 29 October 2007 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 4 | 29 October 2007 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 16 May 2006 | 29 October 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 16 May 2006 | 29 October 2007 |