SFC Licences of SZE Chun Hong, Albert 施振康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 19 December 2011 10 October 2014
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 19 December 2011 10 October 2014
KGI Wealth Management Limited 凱基財富管理有限公司 RO 4 19 December 2011 10 October 2014
KGI Wealth Management Limited 凱基財富管理有限公司 RO 1 19 December 2011 10 October 2014
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 12 October 2011 21 February 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 12 October 2011 19 December 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 October 2011 19 December 2011
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 12 October 2011 19 December 2011
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 12 October 2011 19 December 2011
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RO 4 19 November 2008 02 August 2011
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RO 1 19 November 2008 02 August 2011
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RE 4 13 August 2008 19 November 2008
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RE 1 13 August 2008 19 November 2008
Pioneer Global Investments (HK) Limited RO 4 24 February 2005 19 July 2008
Pioneer Global Investments (HK) Limited RO 1 24 February 2005 19 July 2008
Pioneer Global Investments (HK) Limited RE 1 01 April 2003 24 February 2005
Pioneer Global Investments (HK) Limited RE 4 01 April 2003 24 February 2005
Pioneer Global Investments (HK) Limited RE 9 01 April 2003 01 March 2004
Pioneer Global Investments (HK) Limited RE 6 01 April 2003 01 March 2004