SFC Licences of NG Nai Kin 吳迺健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 August 2016 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 17 August 2016 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 17 June 2016 | 24 July 2016 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 17 June 2016 | 24 July 2016 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 24 July 2016 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 01 April 2003 | 24 July 2016 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 10 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 10 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 10 January 2004 |