SFC Licences of LI Kam Ching, Derick 李金錚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ACU Securities Limited RO 4 26 October 2021 24 November 2021
ACU Securities Limited RO 1 26 October 2021 24 November 2021
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 RO 9 07 April 2020 31 July 2020
Prime Cdex Futures Limited 乾立亨期貨有限公司 RO 2 07 April 2020 31 July 2020
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 4 03 March 2020 31 July 2020
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 1 03 March 2020 31 July 2020
Lapland Securities Limited 拉普蘭證券有限公司 RE 9 03 September 2019 01 February 2020
Lapland Securities Limited 拉普蘭證券有限公司 RE 4 03 September 2019 01 February 2020
Lapland Securities Limited 拉普蘭證券有限公司 RE 1 03 September 2019 01 February 2020
M&F Asset Management Limited 渼豐資產管理有限公司 RO 9 11 February 2019 19 August 2019
M&F Asset Management Limited 渼豐資產管理有限公司 RO 4 11 February 2019 19 August 2019
M&F Asset Management Limited 渼豐資產管理有限公司 RO 1 11 February 2019 19 August 2019
M&F Asset Management Limited 渼豐資產管理有限公司 RE 9 06 September 2018 11 February 2019
M&F Asset Management Limited 渼豐資產管理有限公司 RE 4 06 September 2018 11 February 2019
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 06 September 2018 11 February 2019
Lapland Securities Limited 拉普蘭證券有限公司 RE 9 14 September 2017 27 August 2018
Lapland Securities Limited 拉普蘭證券有限公司 RE 4 14 September 2017 27 August 2018
Lapland Securities Limited 拉普蘭證券有限公司 RE 1 14 September 2017 27 August 2018
Sun International Investment Services Limited 太陽國際投資服務有限公司 RO 1 15 November 2016 31 August 2017
Sun International Investment Services Limited 太陽國際投資服務有限公司 RE 9 15 November 2016 31 August 2017
Sun International Investment Services Limited 太陽國際投資服務有限公司 RE 4 15 November 2016 31 August 2017
Imperium International Securities Limited 帝國國際証券有限公司 RO 1 23 January 2014 03 May 2016
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 23 January 2014 03 May 2016
MainFirst Securities Hong Kong Limited RO 4 13 May 2008 21 July 2010
MainFirst Securities Hong Kong Limited RO 1 13 May 2008 21 July 2010
MainFirst Securities Hong Kong Limited RE 4 16 April 2008 13 May 2008
MainFirst Securities Hong Kong Limited RE 1 16 April 2008 13 May 2008
FT Securities Limited 富通證券有限公司 RO 5 05 October 2005 01 March 2008
FT Securities Limited 富通證券有限公司 RO 2 05 October 2005 01 March 2008
FT Securities Limited 富通證券有限公司 RO 9 27 September 2005 01 March 2008
FT Securities Limited 富通證券有限公司 RO 4 27 September 2005 01 March 2008
FT Securities Limited 富通證券有限公司 RO 1 27 September 2005 01 March 2008
Jefferies Bache (Hong Kong) Limited RO 2 27 September 2005 04 October 2005