SFC Licences of FONG Herman Yat Wo 方逸禾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RO | 1 | 16 June 2016 | 02 October 2018 |
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RO | 9 | 10 August 2011 | 02 October 2018 |
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 14 May 2009 | 10 August 2011 |
D.B. Zwirn Asia Partners Limited | RO | 2 | 05 October 2007 | 31 December 2008 |
D.B. Zwirn Asia Partners Limited | RO | 4 | 27 September 2005 | 31 December 2008 |
D.B. Zwirn Asia Partners Limited | RO | 1 | 27 September 2005 | 31 December 2008 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 13 October 2004 | 05 January 2005 |