SFC Licences of DOWNER Michael David Leonard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 1 | 17 September 2009 | 11 October 2010 |
| BGC Securities (Hong Kong) LLC | RO | 1 | 02 December 2008 | 17 September 2009 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 10 October 2008 | 02 December 2008 |
| Mirabaud (Asia) Limited | RO | 4 | 13 May 2003 | 01 September 2008 |
| Mirabaud (Asia) Limited | RO | 1 | 13 May 2003 | 01 September 2008 |