SFC Licences of CHEUNG Kin Keung, Jocelyn 張建強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 17 February 2010 | 11 December 2010 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 17 February 2010 | 11 December 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 March 2006 | 07 November 2008 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 March 2006 | 07 November 2008 |
Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 26 July 2003 |
Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 26 July 2003 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 26 July 2003 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 26 July 2003 |
FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 26 July 2003 |
FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 26 July 2003 |
FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 26 July 2003 |