SFC Licences of CHAN Pui Ling, Juliana 陳佩玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| On Excel Asset Management Limited 滙凱資產管理有限公司 | RE | 9 | 25 February 2020 | 06 May 2022 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 | RE | 5 | 25 February 2020 | 06 May 2022 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 | RE | 4 | 25 February 2020 | 06 May 2022 |
| Yew Tree Limited 紫杉樹有限公司 | RO | 2 | 14 November 2019 | 14 July 2022 |
| Yew Tree Limited 紫杉樹有限公司 | RE | 2 | 16 October 2019 | 14 November 2019 |
| Yew Tree Limited 紫杉樹有限公司 | RO | 1 | 28 September 2018 | 14 July 2022 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 | RE | 9 | 27 April 2018 | 22 September 2018 |
| Planetree Futures Limited 梧桐期貨有限公司 | RE | 2 | 16 October 2015 | 22 September 2018 |
| Planetree Securities Limited 梧桐證券有限公司 | RO | 1 | 02 March 2004 | 22 September 2018 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 01 April 2003 | 02 March 2004 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 4 | 01 April 2003 | 14 October 2003 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 9 | 01 April 2003 | 14 October 2003 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 6 | 01 April 2003 | 14 October 2003 |