SFC Licences of NG Wai Kwong 吳衛剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CCB International Securities Limited 建銀國際證券有限公司	RO	2	02 May 2013	30 June 2023
CCB International Securities Limited 建銀國際證券有限公司	RE	4	04 January 2013	29 April 2013
CCB International Securities Limited 建銀國際證券有限公司	RE	1	04 January 2013	29 April 2013
Marex Hong Kong Limited	RE	2	04 July 2011	30 July 2012
SG Asset Finance (Hong Kong) Limited	RE	2	13 October 2008	23 May 2011
SG Asset Finance (Hong Kong) Limited	RE	1	13 October 2008	23 May 2011
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	15 May 2008	23 May 2011
Newedge Broker Limited 新際經紀有限公司	RE	7	15 May 2008	31 July 2009
Newedge Broker Limited 新際經紀有限公司	RE	2	15 May 2008	31 July 2009
Newedge Broker Limited 新際經紀有限公司	RE	1	15 May 2008	31 July 2009
UBS Derivatives Hong Kong Limited	RE	2	02 October 2006	17 April 2008
UBS Securities Asia Limited	RE	2	02 October 2006	17 April 2008
UBS Securities Asia Limited	RE	1	02 October 2006	17 April 2008
UBS Securities Hong Kong Limited	RE	1	02 October 2006	17 April 2008
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	2	17 June 2004	30 September 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	17 June 2004	30 September 2006
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	1	17 June 2004	04 February 2005
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	24 May 2004
HSBC Securities (Asia) Limited	RE	1	01 April 2003	24 May 2004
HSBC Futures (Singapore) Pte Ltd	RE	2	01 April 2003	24 May 2004
HSBC Futures (Singapore) Pte Ltd	RE	9	01 April 2003	18 August 2003
HSBC Futures (Singapore) Pte Ltd	RE	5	01 April 2003	18 August 2003
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	18 August 2003
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	18 August 2003
HSBC Securities (Asia) Limited	RE	4	01 April 2003	18 August 2003
HSBC Securities (Asia) Limited	RE	6	01 April 2003	18 August 2003
HSBC Securities (Asia) Limited	RE	9	01 April 2003	18 August 2003