SFC Licences of LEE Siu Ming, Simon 李紹明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 4 | 11 April 2014 | 31 August 2023 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 14 July 2006 | 31 August 2023 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 14 July 2006 | 31 August 2023 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 28 June 2006 | 14 July 2006 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 28 June 2006 | 14 July 2006 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 1 | 01 April 2003 | 16 June 2006 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 6 | 01 April 2003 | 16 June 2006 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 4 | 01 April 2003 | 16 June 2006 |