SFC Licences of WAN Wai Cheung 溫惠章

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LGT Investment Management (Asia) Limited RE 1 18 September 2014
Julius Baer (Hong Kong) Limited RE 4 13 March 2009 13 June 2011
Julius Baer (Hong Kong) Limited RE 1 02 March 2009 13 June 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 04 February 2009 16 February 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 04 February 2009 16 February 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 February 2009 16 February 2009