SFC Licences of HO Chung Ming, Alvin 何仲明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nobo Capital Management (Hong Kong) Limited | RO | 9 | 28 February 2017 | |
Nobo Capital Management (Hong Kong) Limited | RO | 4 | 28 February 2017 | |
Guo Tong Capital Management Company Limited 國通資本管理有限公司 | RO | 9 | 13 November 2015 | 04 January 2017 |
Guo Tong Capital Management Company Limited 國通資本管理有限公司 | RO | 4 | 13 November 2015 | 04 January 2017 |
Guo Tong Capital Management Company Limited 國通資本管理有限公司 | RE | 9 | 10 November 2015 | 13 November 2015 |
Guo Tong Capital Management Company Limited 國通資本管理有限公司 | RE | 4 | 10 November 2015 | 13 November 2015 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 08 March 2011 | 31 October 2015 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 01 April 2003 | 31 October 2015 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 01 April 2003 | 31 October 2015 |