SFC Licences of HO Chung Ming, Alvin 何仲明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nobo Capital Management (Hong Kong) Limited RO 9 28 February 2017
Nobo Capital Management (Hong Kong) Limited RO 4 28 February 2017
Guo Tong Capital Management Company Limited 國通資本管理有限公司 RO 9 13 November 2015 04 January 2017
Guo Tong Capital Management Company Limited 國通資本管理有限公司 RO 4 13 November 2015 04 January 2017
Guo Tong Capital Management Company Limited 國通資本管理有限公司 RE 9 10 November 2015 13 November 2015
Guo Tong Capital Management Company Limited 國通資本管理有限公司 RE 4 10 November 2015 13 November 2015
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 1 08 March 2011 31 October 2015
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 01 April 2003 31 October 2015
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 9 01 April 2003 31 October 2015