SFC Licences of CALA Carlos
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 4 | 12 September 2016 | 26 June 2018 |
| Wells Fargo Securities Asia Limited | RE | 1 | 12 September 2016 | 26 June 2018 |