SFC Licences of HON Sze Kwan, Sidrain 韓仕君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 19 February 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 May 2013 | 02 October 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 14 March 2005 | 29 November 2010 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 14 March 2005 | 07 October 2005 |