SFC Licences of SO Wai Leung 蘇偉良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RO | 1 | 30 August 2023 | |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 4 | 30 August 2023 | |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RO | 4 | 29 June 2006 | 31 July 2023 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RO | 1 | 29 June 2006 | 31 July 2023 |
| EAA Securities Limited 東美證券有限公司 | RO | 4 | 03 September 2004 | 28 March 2006 |
| EAA Securities Limited 東美證券有限公司 | RO | 1 | 07 June 2004 | 28 March 2006 |
| EAA Securities Limited 東美證券有限公司 | RE | 1 | 01 June 2004 | 07 June 2004 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 01 April 2003 | 01 June 2004 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 4 | 01 April 2003 | 01 June 2004 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 6 | 01 April 2003 | 01 June 2004 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 9 | 01 April 2003 | 01 June 2004 |