SFC Licences of LIU Lay Yuk, Monita 廖莉玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Times Securities Limited 中辰證券有限公司 | RE | 1 | 06 November 2014 | 29 October 2020 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 19 April 2011 | 12 February 2014 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 19 April 2011 | 12 February 2014 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RO | 4 | 13 February 2009 | 30 September 2010 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 15 November 2007 | 13 February 2009 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RO | 4 | 14 March 2007 | 14 September 2007 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 02 April 2004 | 14 March 2007 |