SFC Licences of MONACO Thomas John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pearl Street Advisors Limited | RO | 9 | 09 September 2013 | 05 August 2023 |
| Aletheia Technologies Limited | RE | 4 | 08 February 2013 | 26 August 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 11 October 2012 | 25 January 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 11 July 2011 | 11 October 2012 |