SFC Licences of CHUNG Wai 鍾尉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Donvex Capital Limited 富域資本有限公司 RO 6 17 January 2013
Donvex Capital Limited 富域資本有限公司 RE 6 24 December 2012 17 January 2013
Octal Capital Limited 八方金融有限公司 RO 6 01 November 2012 30 November 2012
Octal Capital Limited 八方金融有限公司 RO 1 01 November 2012 30 November 2012
Octal Capital Limited 八方金融有限公司 RE 6 18 September 2012 01 November 2012
Octal Capital Limited 八方金融有限公司 RE 1 18 September 2012 01 November 2012
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 06 December 2010 01 May 2012
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 6 14 July 2010 01 May 2012
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 01 June 2010 06 December 2010
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 01 June 2010 14 July 2010
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 26 March 2008 01 May 2010
First Worldsec Securities Limited 第一金和昇證券有限公司 RO 6 13 May 2005 01 March 2007
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 6 20 April 2005 13 May 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 6 01 April 2003 17 January 2005