SFC Licences of LAI Voon Wai 賴文偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RO 4 20 October 2014 13 March 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 20 October 2014 13 March 2017
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 6 20 October 2014 13 March 2017
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 1 20 October 2014 13 March 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 09 July 2014 20 October 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 09 July 2014 20 October 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 09 July 2014 20 October 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 09 July 2014 20 October 2014
CCB International Capital Limited 建銀國際金融有限公司 RO 4 11 April 2014 27 June 2014
CCB International Capital Limited 建銀國際金融有限公司 RO 1 03 October 2006 27 June 2014
CCB International Capital Limited 建銀國際金融有限公司 RO 6 20 June 2006 27 June 2014
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 4 01 April 2003 12 June 2006
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 6 01 April 2003 12 June 2006
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 9 01 April 2003 16 September 2004