SFC Licences of CHAN Yuk Ying 陳玉英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Piper Jaffray Asia Limited 派杰亞洲有限公司 RO 6 22 March 2004 20 April 2006
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 6 01 April 2003 05 March 2004
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RO 6 01 April 2003 05 March 2004
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RO 1 01 April 2003 12 August 2003